Reporting to the Manager Debt, Equity & Other Schemes, the selected candidate will be responsible for:

• Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes.
• Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts Review applications for licensing for market institutions and intermediaries.
• Review applications for private transfers of securities.
• Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication.
• Liaise with the Market Supervision Department to carry out due diligence with regard to the appointment of proposed directors and key personnel of market intermediaries.
• Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis.
• Any other duties as may be assigned from time to time

Requirements

Minimum Qualifications and Experience

• Bachelor’s Degree in Law, Finance or business-related.
• Minimum of one year of relevant experience would be an added advantage

Key skills, Knowledge & Competencies

• Display honesty, transparency, and integrity in all dealings
• Show initiative and meet all deadlines with high-quality work
• Demonstrate good communication skills and teamwork
• Always dedicated to confidentiality.