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Temporary Assistant– Licensing and Approvals at Capital Markets Authority (CMA)

  • Company: Capital Markets Authority (CMA)The Capital Markets Authority (CMA) is a statutory agency charged with the responsibility of regulating and developing efficient Capital Markets in Kenya.
  • Location: Kenya
  • State: Nairobi
  • Job type: Contract
  • Job category: – Accounting Jobs in KenyaFinance Jobs in Kenya
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Job Description

The Capital Markets Authority (CMA) is a statutory agency charged with the responsibility of regulating and developing efficient Capital Markets in Kenya.

Reporting to the Manager Debt, Equity & Other Schemes, the selected candidate will be responsible for:
  • Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes.
  • Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts Review applications for licensing for market institutions and intermediaries.
  • Review applications for private transfers of securities.
  • Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication.
  • Liaise with the Market Supervision Department to carry out due diligence with regard to the appointment of proposed directors and key personnel of market intermediaries.
  • Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis.
  • Any other duties as may be assigned from time to time
Requirements

Minimum Qualifications and Experience

  • Bachelor’s Degree in Law, Finance or business-related.
  • Minimum of one year of relevant experience would be an added advantage

Key skills, Knowledge & Competencies

  • Display honesty, transparency, and integrity in all dealings
  • Show initiative and meet all deadlines with high-quality work
  • Demonstrate good communication skills and teamwork
  • Always dedicated to confidentiality.
Method of Application
Submit your CV and Application on Company Website : Click Here Closing Date : 17 March. 2023
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